Securities and Exchange Commission as an investment adviser. SmartAsset Advisors, LLC ('SmartAsset'), a wholly owned subsidiary of Financial Insight Technology, is registered with the U.S. – Trading activity fees: $0.000119 per equity share $0.002 per options contract $0.00075 per bond – Options fee: $0.0140 per options contract – Section 31 fee: $0.000013 per $1.00 of transaction proceeds – Closeout fee: $0 (non-retirement account) or $49.95 (retirement account) – Domestic/International wire transfer: $24.95 – Representative-assisted corporate, municipal and government agency bonds: $1 + $29.95 service fee – Online corporate, municipal and government agency bonds: $1 – Representative-assisted treasuries: $29.95 – Representative-assisted no-load TF: $29.95 – No-load NTF: $0 ($39.95 if fund held less than 90 days) – Representative-assisted: $29.95 + $0.65 per contract